Disclosures

Left Brain Wealth Management (“Left Brain”) is an SEC registered investment adviser with offices in Naperville, Illinois and Miami, Florida. Registration does not imply a certain level of skill or training. Left Brain may only transact business in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements. Left Brain’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Left Brain’s web site on the Internet should not be construed by any consumer and/or prospective client as Left Brain’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Left Brain with a prospective client shall be conducted by a representative that is either registered or qualified for an exemption or exclusion from registration in the state where the prospective client resides. A copy of Left Brain’s current written disclosure statement discussing Left Brain’s business operations, services, and fees is available by going online via the SEC’s Investment Advisers Public Disclosure (IAPD) database at www.adviserinfo.sec.gov, using SEC #801-113256.

The clients of Left Brain can establish online access to account information through Left Brain’s online client portal and through the online access provided by the custodian for client assets. Clients elect to access account information using secure, password-protected systems that provide access to certain account specific investment-related information. Clients should not share their passwords with any other individual; Left Brain is not responsible for adverse consequences related to the failure by a client to maintain the confidentiality of their passwords.

Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Left Brain, will be profitable or equal any historical performance level(s).

Left Brain Wealth Management offers a broad range of services, the scope of any financial planning and consulting services provided depends on the specific requests and needs of individual clients. In addition, Left Brain employs professionals that can provide estate planning assistance and discuss tax strategies, but Left Brain is neither an attorney nor an accountant, and does not provide legal or accounting advice nor prepares tax returns. The achievement of any professional license, degree, designation, or certification, should not be construed by a client or prospective client as a guarantee to experience a certain level of results if Left Brain is engaged, or continues to be engaged, to provide investment advisory services.

Certain portions of Left Brain’s website may contain a discussion of, and/or provide access to, Left Brain’s positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussions may no longer be reflective of current position(s) and or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or substitute for, personalized advice from Left Brain, or any other investment professional.

To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to Left Brain’s web site, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Left Brain, or from any other investment professional.

Each client and prospective client agree, as a condition precedent to access Left Brain’s web site, to release and hold harmless Left Brain, its officers, directors, owners, employees, and agents from any and all adverse consequences resulting from any of his/her actions and/or omissions which are independent of receipt of personalized individual advice from Left Brain.

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Chicago Office

215 Shuman Blvd #304, Naperville, IL 60563